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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

MAR 5A.7 Monitoring compliance with the rules of the OTF

As Published: 2017

MAR 5A.7 Monitoring compliance with the rules of the OTF

MAR 1.8 Dissemination

As Published: 2001

MAR 1.8 Dissemination

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

LR 20.5 Disclosures

As Published: 2021

LR 20.5 Disclosures

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

SYSC 20.1 Application and purpose [deleted]

As Published: 2009

SYSC 20.1 Application and purpose [deleted]

PERG 3A.6 Territorial scope

As Published: 2019

PERG 3A.6 Territorial scope

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

LR 6.15 Shares of a third country company

As Published: 2017

LR 6.15 Shares of a third country company

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

As Published: 2016

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares