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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

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CASS 7.18 Acknowledgment letters

As Published: 2015

CASS 7.18 Acknowledgment letters

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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COBS 15.4 Effects of cancellation

EG 9.9 The effect of the FCA’s decision to withdraw approval

BIPRU 12.5 Individual Liquidity Adequacy Standards

SUP 5.2 The FCA’s power

REC 4.9 Disciplinary measures

EG 11.4 Determining the amount of restitution

SUP 4.4 Appropriate actuaries

PERG 8.11 Types of exemption under the Financial Promotion Order

SUP 11.2 Purpose

IPRU-INV 5.8 Calculation of own funds and liquid capital

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

DTR 1.3 Information gathering and publication

CREDS 8.2 Reporting requirements

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy