Search Result

581 - 600 of 1314 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

SYSC 22.4 Drafting the reference: detailed requirements

As Published: 2016

SYSC 22.4 Drafting the reference: detailed requirements

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

CASS 7.18 Acknowledgment letters

As Published: 2015

CASS 7.18 Acknowledgment letters

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose