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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

LR 20.5 Disclosures

As Published: 2021

LR 20.5 Disclosures

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose