Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

…

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 8.3 Requirements for benchmark administrators [deleted]

COLL 6.8 Income: accounting, allocation and distribution

SUP 4.2 Purpose

BIPRU 7.10 Use of a Value at Risk Model

LR 18.2 Requirements for listing

CASS 6.1 Application

DEPP 8.2 Use of the own-initiative variation of approval power: general

DEPP 7.2 Interviews

SYSC 4.6

EG 6.2 Publicity during, or upon the conclusion of regulatory action

LR 8.6 Criteria for approval as a sponsor

LR 11.1 Related party transactions

COLL 12.2 UK UCITS management companies

REC 1.2 Purpose, status and quotations, notes or references

SUP 10C.2 Purpose

COLL 13.2 Operational requirements for feeder NURS

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COLL 4.8 Notifications for UCITS master-feeder arrangements