Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

…

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

…

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

…

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

IPRU-INV 5.6 Qualifying subordinated loans

LR 13.1 Preliminary

LR 4.4 Miscellaneous

LR 3.5 Block listing

EG 11.5 Other relevant powers

SUP 15.9 Notifications by members of financial conglomerates

APER 4.6 Statement of Principle 6

CONC 8.8 Debt management plans

CASS 12.2 Treatment of client money

REC 3.13 Delegation of relevant functions

IPRU-INV 14.1 APPLICATION

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

FEES 2.3 Relieving Provisions

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

CASS 9.3 Prime brokerage agreement disclosure annex