Search Result

981 - 1000 of 1466 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

BIPRU 4.8 The IRB approach: Purchased receivables

As Published: 2006

BIPRU 4.8 The IRB approach: Purchased receivables

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

COBS 19.1 Pension transfers, conversions, and opt-outs

As Published: 2007

COBS 19.1 Pension transfers, conversions, and opt-outs