Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

…

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

…

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

…

BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

…

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

…

COBS 13.5 Preparing product information: other projections

As Published: 2007

COBS 13.5 Preparing product information: other projections

…

SUP 1A.2 Introduction

As Published: 2019

SUP 1A.2 Introduction

…

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 16.3 Periodic reporting

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

COBS 22.2 Restrictions on the retail distribution of mutual society shares

EG 4.14 Joint investigations with the PRA

EG 2.11 Senior management responsibility

SYSC 13.4 Requirements to notify the appropriate regulator

COBS 4.2 Fair, clear and not misleading communications

LR 12.5 Purchase of own securities other than equity shares

PERG 10.4 Pension scheme service providers other than trustees

COBS 4.11 Record keeping: financial promotion

SUP 16.1 Application

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)