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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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EG 19.17 Regulated Covered Bonds Regulations 2008

As Published: 2016

EG 19.17 Regulated Covered Bonds Regulations 2008

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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EG App 3.2 BIS

As Published: 2016

EG App 3.2 BIS

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CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

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SUP 16.21 Reporting under the MCD Order for CBTL firms

As Published: 2016

SUP 16.21 Reporting under the MCD Order for CBTL firms

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EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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SUP 1A.2 Introduction

As Published: 2019

SUP 1A.2 Introduction

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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