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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

COBS 8.1 Client agreements: non-MiFID designated investment business

As Published: 2007

COBS 8.1 Client agreements: non-MiFID designated investment business

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body