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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

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EG 4.2 Notifying the person under investigation where notice is not required under the Act

As Published: 2016

EG 4.2 Notifying the person under investigation where notice is not required under the Act

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EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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Effective Period

Similar To

LR 3.5 Block listing

FEES 5.2 Introduction

REC 4.2 The supervisory relationship with UK recognised bodies

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

MCOB 6.9 Regulated sale and rent back agreements

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

FEES 6.5 Compensation costs

EG 2.4 Case selection: Unauthorised business

LR 4.4 Miscellaneous

EG 10.4 Other relevant powers

REC 3.2 Form and method of notification

FEES 6.7 Payment of levies

SYSC 21.1 Risk control: guidance on governance arrangements

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]