Search Result

461 - 480 of 871 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

BIPRU 11.1 Application and purpose

As Published: 2006

BIPRU 11.1 Application and purpose

LR 14.1 Application

As Published: 2005

LR 14.1 Application

IPRU-INV 14.3 CONSOLIDATED SUPERVISION REQUIREMENT

As Published: 2015

IPRU-INV 14.3 CONSOLIDATED SUPERVISION REQUIREMENT

FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements