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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

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MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

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PERG 15.2 General

As Published: 2011

PERG 15.2 General

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DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

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CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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SUP 10A.3 Provisions related to the Act

As Published: 2020

SUP 10A.3 Provisions related to the Act

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SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

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