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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

PERG 8.17A Financial promotions concerning insurance distribution activities

As Published: 2018

PERG 8.17A Financial promotions concerning insurance distribution activities

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

FEES App 1 Annex 2 Further information on fees

As Published: 2019

FEES App 1 Annex 2 Further information on fees

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent