Search Result

341 - 360 of 1556 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

COCON 2.2 Senior manager conduct rules

As Published: 2015

COCON 2.2 Senior manager conduct rules

FEES 5.9 [deleted]

As Published: 2009

FEES 5.9 [deleted]

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

As Published: 2013

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

EG 4.14 Joint investigations with the PRA

As Published: 2016

EG 4.14 Joint investigations with the PRA

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions