Search Result

281 - 300 of 1448 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

GEN 7.2 Call charges

As Published: 2015

GEN 7.2 Call charges

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

MCOB 10A.3 APRC: additional assumptions

As Published: 2018

MCOB 10A.3 APRC: additional assumptions

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

CONC 3.2 Financial promotion general guidance

As Published: 2015

CONC 3.2 Financial promotion general guidance

MCOB 6.4 Mortgages: content of the offer document

As Published: 2004

MCOB 6.4 Mortgages: content of the offer document

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2015

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply