Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

…

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 1.2 Market Abuse: general

PERG 9.6 The investment condition (section 236(3) of the Act): general

MIPRU 4.2A Credit risk capital requirement

LR 5.4 Restoring listing

LR 15.5 Transactions

SUP 10C.1 Application

REC 2.3 Financial resources

SYSC 6.1 Compliance

LR 6.5 Controlling shareholders

CASS 7A.3 Secondary pooling events

MCOB 1.2 General application: who? what?

LR 9.5 Transactions

COCON 4.1 Specific guidance on individual conduct rules

COCON 1.1 Application

EG 6.2 Publicity during, or upon the conclusion of regulatory action

PERG 4.4 What is a regulated mortgage contract?

TC App 4.1 Appropriate Qualification tables

SYSC 22.5 Giving references: additional rules and guidance for all firms

SUP App 3.3 Background