Search Result

241 - 260 of 927 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

SYSC 4.7

As Published: 2015

SYSC 4.7

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

SYSC 20.1 Application and purpose [deleted]

As Published: 2009

SYSC 20.1 Application and purpose [deleted]

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

As Published: 2018

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals