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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

LR 3.1 Application

As Published: 2005

LR 3.1 Application

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

DISP App 3.10 Application: evidential provisions and guidance

As Published: 2017

DISP App 3.10 Application: evidential provisions and guidance

MCOB 7A.1 Application and general

As Published: 2015

MCOB 7A.1 Application and general

MCOB 11A.1 MCD mortgage credit intermediary: submission of information to MCD mortgage lender

As Published: 2015

MCOB 11A.1 MCD mortgage credit intermediary: submission of information to MCD mortgage lender

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries