Search Result

221 - 240 of 1260 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

SUP 16.17 Remuneration reporting [deleted]

As Published: 2012

SUP 16.17 Remuneration reporting [deleted]

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

As Published: 2016

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation