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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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APER 1.1A Application

EG 7.1 The FCA’s use of sanctions

COND 1.3 General

SUP 6.2 Introduction

SUP 8.4 Reliance on waivers

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]