Search Result

141 - 160 of 1339 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

REC 1.1 Application

As Published: 2005

REC 1.1 Application

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

CONC 5.5 Creditworthiness assessment: P2P agreements [deleted]

As Published: 2015

CONC 5.5 Creditworthiness assessment: P2P agreements [deleted]

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations