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IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

As Published: 2019

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

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LR 12.5 Purchase of own securities other than equity shares

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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IPRU-INV 11.1 INTRODUCTION

COBS 11.7 Personal account dealing

PERG 16.3 Managing an AIF

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COBS 11.1 Application

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IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS