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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

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EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

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EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

As Published: 2016

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

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PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

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CASS 5.4 Non-statutory client money trust

CASS 7.15 Records, accounts and reconciliations

BIPRU 7.9 Use of a CAD 1 model

PERG 13.4 Financial instruments

DTR 1A.3 FCA may require the publication of information

MIPRU 1.2 Actions for damages

FIT 2.3 Financial soundness

REC 4.2F Information gathering power on FCA’s own initiative

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EG 2.4 Case selection: Unauthorised business

MAR 4.1 Application and Purpose

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EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

EG 8.1 Introduction

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy