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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

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COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

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SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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CASS 7.18 Acknowledgment letters

As Published: 2015

CASS 7.18 Acknowledgment letters

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SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

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PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

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