Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

…

PERG 15.2 General

As Published: 2011

PERG 15.2 General

…

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

…

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 2.3 Relieving Provisions

DISP 3.1 Purpose, interpretation and application

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

PERG 4.12 Appointed representatives

PERG 5.13 Appointed representatives

BIPRU 9.3 Requirements for originators and sponsors

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

PERG 2.4 Link between activities and the United Kingdom

BIPRU 8.8 Advanced prudential calculation approaches

SUP 16.5 Annual Close Links Reports

LR 12.5 Purchase of own securities other than equity shares

COLL 4.5 Reports and accounts

PERG 13.5 Exemptions from MiFID

PERG 5.14 Exemptions