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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

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MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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CONC 7.11 Disclosures relating to “authority” or “status”

As Published: 2014

CONC 7.11 Disclosures relating to “authority” or “status”

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

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INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

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PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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MIPRU 4.2F Exposures and risk weights

As Published: 2015

MIPRU 4.2F Exposures and risk weights

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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