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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011

As Published: 2016

EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011

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EG 3.10 Liaison where other authorities have an interest

As Published: 2016

EG 3.10 Liaison where other authorities have an interest

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MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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