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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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IPRU-INV 2.1 APPLICATION

As Published: 2019

IPRU-INV 2.1 APPLICATION

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

As Published: 2017

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

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