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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 1.1A Application

As Published: 2013

COND 1.1A Application

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LR 16.3 [deleted]

As Published: 2008

LR 16.3 [deleted]

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DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

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PERG 13.6 CRD IV [deleted]

As Published: 2007

PERG 13.6 CRD IV [deleted]

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COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

As Published: 2007

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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COBS 10.1 Application

As Published: 2007

COBS 10.1 Application

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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