Search Result

821 - 840 of 1274 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

SUP 15.10 Reporting suspicious transactions or orders (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions or orders (market abuse)

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

COLL 14.2 Registration with the Charity Commission

As Published: 2016

COLL 14.2 Registration with the Charity Commission

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

MCOB 5.4 Information on regulated mortgage contracts: general

As Published: 2004

MCOB 5.4 Information on regulated mortgage contracts: general

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions