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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 10.4A The application of requirements which implemented EU directives

As Published: 2006

PERG 10.4A The application of requirements which implemented EU directives

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IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

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IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

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IPRU-INV 2.1 APPLICATION

As Published: 2019

IPRU-INV 2.1 APPLICATION

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

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MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

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IPRU-INV 5.13 Counterparty risk factor: cash settlements

As Published: 2016

IPRU-INV 5.13 Counterparty risk factor: cash settlements

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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