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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

As Published: 2015

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

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LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

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ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

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CASS 7.19 Clearing member client money sub-pools

ICOBS 8.4 Employers’ Liability Insurance

COCON 1.2 Investments

DISP 3.7 Awards by the Ombudsman

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

EG 2.14 Legal review

COLL 4.2 Pre-sale notifications

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

COND 2.5 Suitability

REC 6.7 Notification rules for overseas recognised bodies

SUP 5.6 Confidential information and privilege

CREDS 8.3 Approved persons

SUP 12.5 Contracts: required terms

MCOB 2A.2 Tying practices

SUP 8.6 Publication of waivers

LR 11.1 Related party transactions

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

LR 5.4A Transfer between listing categories

ICOBS 3.1 Distance marketing