Search Result

1361 - 1380 of 1442 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2015

COBS 4.10 Systems and controls and approving and communicating financial promotions

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 16.8 Territorial scope

As Published: 2019

PERG 16.8 Territorial scope

IPRU-INV 11.1 INTRODUCTION

As Published: 2019

IPRU-INV 11.1 INTRODUCTION

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

IPRU-INV 11.2 MAIN REQUIREMENTS

As Published: 2019

IPRU-INV 11.2 MAIN REQUIREMENTS

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors