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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2017

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

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SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

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Similar To

MCOB 6.1 Application

REC 3.7 Auditors

DTR 8.1 Application

LR 9.4 Documents requiring prior approval

SUP 15A.1 Application and notifications under EMIR

PERG 8.10 Types of financial promotion

BIPRU 9.2 Approach to be used

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

LR 20.4 Continuing obligations

MAR 1.4 Unlawful disclosure

CONC 6.8 Post contract business practices: credit brokers

PERG 10.4 Pension scheme service providers other than trustees

DTR 2.5 Delaying disclosure of inside information

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy