Search Result

921 - 940 of 1561 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

SUP 1A.2 Introduction

As Published: 2019

SUP 1A.2 Introduction

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers