Search Result

821 - 840 of 1683 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

CONC 3.7A Financial promotions and communications: P2P agreements

As Published: 2016

CONC 3.7A Financial promotions and communications: P2P agreements

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

As Published: 2015

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

SYSC 22.6 Giving and updating references: additional rules and guidance

As Published: 2016

SYSC 22.6 Giving and updating references: additional rules and guidance

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return