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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

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IPRU-INV 14.1 APPLICATION

As Published: 2019

IPRU-INV 14.1 APPLICATION

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SUP 15.12 Ongoing alerts for retail adviser complaints

As Published: 2015

SUP 15.12 Ongoing alerts for retail adviser complaints

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

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EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

As Published: 2015

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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CASS 1.5 Application: electronic media and E-Commerce

As Published: 2007

CASS 1.5 Application: electronic media and E-Commerce

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LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

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MAR 7A.5 Requirements when acting as a general clearing member

As Published: 2017

MAR 7A.5 Requirements when acting as a general clearing member

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BIPRU 13.1 Application and Purpose

As Published: 2006

BIPRU 13.1 Application and Purpose

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

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BIPRU 4.5 The IRB approach: Specialised lending exposures

As Published: 2007

BIPRU 4.5 The IRB approach: Specialised lending exposures

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

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