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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

SYSC 20.1 Application and purpose [deleted]

As Published: 2009

SYSC 20.1 Application and purpose [deleted]

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

As Published: 2016

EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2019

BIPRU 12.2 Adequacy of liquidity resources

EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

IPRU-INV 1.1 PURPOSE

As Published: 2016

IPRU-INV 1.1 PURPOSE

EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts