Search Result

661 - 680 of 1568 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

EG 4.8 Scoping discussions

As Published: 2015

EG 4.8 Scoping discussions

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

As Published: 2007

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

EG 5.3 The basis of settlement discussions

As Published: 2016

EG 5.3 The basis of settlement discussions

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

DISP App 3.3A The approach to considering evidence at step 2

As Published: 2017

DISP App 3.3A The approach to considering evidence at step 2

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

EG 2.3 Case selection: Threshold Conditions cases

As Published: 2016

EG 2.3 Case selection: Threshold Conditions cases