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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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LR 9.4 Documents requiring prior approval

As Published: 2021

LR 9.4 Documents requiring prior approval

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REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

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PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

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DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

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TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

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PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2018

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

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DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

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EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

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REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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SYSC 4.9

As Published: 2015

SYSC 4.9

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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MCOB 13.4A Data sharing with other charge holders

As Published: 2015

MCOB 13.4A Data sharing with other charge holders

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