Search Result

641 - 660 of 1259 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

EG 9.4 Prohibition orders against exempt persons and members of professional firms

As Published: 2016

EG 9.4 Prohibition orders against exempt persons and members of professional firms

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

As Published: 2016

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2015

APER 3.3 Factors relating to Statements of Principle 5 to 7

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

REC 1.1 Application

As Published: 2005

REC 1.1 Application

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

CONC 6.8 Post contract business practices: credit brokers

As Published: 2014

CONC 6.8 Post contract business practices: credit brokers

GENPRU 1.1 Application [deleted]

As Published: 2006

GENPRU 1.1 Application [deleted]

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?