Search Result

481 - 500 of 1584 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.19 Immigration Act compliance reporting

As Published: 2014

SUP 16.19 Immigration Act compliance reporting

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

LR 12.1 Application

As Published: 2005

LR 12.1 Application

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

SUP 1A.3 The FCA's approach to supervision

As Published: 2019

SUP 1A.3 The FCA's approach to supervision

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials