Search Result

481 - 500 of 1144 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

CONC 2.6 Conduct of business: debt counselling, debt adjusting and providing credit information services

As Published: 2015

CONC 2.6 Conduct of business: debt counselling, debt adjusting and providing credit information services

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

GEN 7.2 Call charges

As Published: 2015

GEN 7.2 Call charges

COBS 21.1 Application

As Published: 2007

COBS 21.1 Application

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

COBS 16.1 Application

As Published: 2007

COBS 16.1 Application

PERG 13.2 General

As Published: 2011

PERG 13.2 General

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

As Published: 2015

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

As Published: 2018

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

APER 1.1A Application

As Published: 2015

APER 1.1A Application