Search Result

401 - 420 of 1440 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

SYSC 4.5

As Published: 2015

SYSC 4.5

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook