Search Result

381 - 400 of 1387 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

EG 10.5 Section 198: the FCA’s policy [deleted]

As Published: 2016

EG 10.5 Section 198: the FCA’s policy [deleted]

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

As Published: 2014

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]