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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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DISP App 3.11 Obligation to write letters to certain rejected complainants

As Published: 2017

DISP App 3.11 Obligation to write letters to certain rejected complainants

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Similar To

MCOB 4.11 Sale and rent back: advising and selling standards

EG 16.2 Disapplication orders

SUP 6.2 Introduction

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

EG 4.11 Approach to interviews and interview procedures

SUP 12.5 Contracts: required terms

APER 4.4 Statement of Principle 4

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

PERG 8.28 Advice or information

LR 17.1 Application

EG 2.1 Case selection and the use of enforcement powers

REC 2.14 Rules and consultation

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

EG 4.2 Notifying the person under investigation where notice is not required under the Act

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

SUP 12.7 Notification requirements

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

FEES 9.2 PSR fees

DISP App 3.11 Obligation to write letters to certain rejected complainants