Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

…

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

…

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

…

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2019

BIPRU 12.5 Individual Liquidity Adequacy Standards

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 8.1 Application and purpose

GEN 2.2 Interpreting the Handbook

SUP 11.2 Purpose

SUP 2.1 Application and purpose

INSPRU 1.5 Internal-contagion risk

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

REC 2.7A Position management and position reporting in relation to commodity derivatives

REC 2.16B Operation of a data reporting service

SUP 16.4 Annual controllers report

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 20.3 Decision making under the CCA Order

EG App 3.3 SFO

EG App 3.2 BIS

REC 2.12 Availability of relevant information and admission of financial instruments to trading

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

LR 8.6 Criteria for approval as a sponsor

DEPP 3.2 The operation of the RDC

EG 19.22 Decision making under the Payment Services Regulations

BIPRU 12.5 Individual Liquidity Adequacy Standards