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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 14.1 Introduction

As Published: 2016

COLL 14.1 Introduction

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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IPRU-INV 2.1 APPLICATION

As Published: 2019

IPRU-INV 2.1 APPLICATION

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

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PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

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CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

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EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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