Search Result

721 - 740 of 1507 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

CONC 7.7 Application of interest and charges

As Published: 2014

CONC 7.7 Application of interest and charges

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales